Share this Job

Compliance Consultant

Date Posted: Sep 14, 2021

Location: Whippany, NJ, US, 7981

Company: MetLife

Job Location:     Whippany, New Jersey                                 

Alternate Job Location :  Philadelphia, Pennsylvania

 

Role Value Proposition: 

The Corporate Ethics and Compliance Department (“CEC”) manages the firm’s compliance risks to prevent violations of law, rule, or regulation, and designs and delivers a compliance risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.  CEC is a risk-based department, focused on emerging risks, and providing constructive challenge to the business and functions, partnering closely with them to implement strong processes and effective controls, as well as to better foster and embed a culture of compliance. CEC monitors trends and changes in regulations and develops and implements firmwide and divisional policies and procedures.

    

Key Responsibilities: 

  • Review of month-end green package reports from BlackRock’s-Aladdin system for identification and resolution of any alerts/guideline breaches
  • Maintaining documentation with results of guideline breaches and seeking input from portfolio management for description of causes and action plan, as appropriate
  • Review of new and amended portfolio guidelines within investment management agreements; preparing summary to BlackRock for development; review and testing of new and amended rules
  • Review of trading activity within Aladdin for compliance with policies
  • Preparation of client certifications and other related reporting
  • Manual review of portfolio guidelines not automated within BlackRock (primarily real estate)

 

Essential Business Experience and Technical Skills:

 

Required:

  • 2 - 4  years’ experience in the Investments Management industry
  • Excellent written and oral communication skills, including ability to communicate with all levels of management;
  • Ability to handle multiple tasks and prioritize work;
  • Dedicated, self-motivated with an ability to work independently and in a team environment;
  • Familiarity with investments trading systems such as BlackRock-Aladdin strongly encouraged.

 

Preferred:

  • College graduate;
  • Experience with public fixed income asset management

 

Travel

None

 

Business Category

Global Risk Management

 

Number of Openings

1

 

At MetLife, we’re leading the global transformation of an industry we’ve long defined. United in purpose, diverse in perspective, we’re dedicated to making a difference in the lives of our customers.” 

MetLife:

MetLife, through its subsidiaries and affiliates, is one of the world’s leading financial services companies, providing insurance, annuities, employee benefits and asset management to help its individual and institutional customers navigate their changing world. Founded in 1868, MetLife has operations in more than 40 countries and holds leading market positions in the United States, Japan, Latin America, Asia, Europe and the Middle East.

 

We are one of the largest institutional investors in the U.S. with $642.4 billion of total assets under management as of March 31, 2021. We are ranked #46 on the Fortune 500 list for 2021. In 2020, we were named to the Dow Jones Sustainability Index (DJSI) for the fifth year in a row. DJSI is a global index to track the leading sustainability-driven companies. We are proud to have been named to Fortune magazine's 2021 list of the "World's Most Admired Companies." 

       

MetLife is committed to building a purpose-driven and inclusive culture that energizes our people. Our employees work every day to help build a more confident future for people around the world.

 

 

We want to make it simple for all interested and qualified candidates to apply for employment opportunities with MetLife.  For further information about how to request a reasonable accommodation, please click on the Disability Accommodations link below.

 

 

MetLife is a proud Equal Employment Opportunity and Affirmative Action employer dedicated to attracting, retaining, and developing a diverse and inclusive workforce. All qualified applicants will receive consideration for employment at MetLife without regards to race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

 

 

MetLife maintains a drug-free workplace.

 

 

Requisition #: 119687