Internal Audit, Technology Audit Team, Assistant Manager, GG11

日付: 2022/07/26

場所: Tokyo, JP

会社: MetLife


  • 監査計画に基づくIT監査の成果物と期間についてディレクターの要望を理解し、協業する。
  • ビジネス部門への付加価値を高める内部監査を実施する。
  • 独立した視点からリスクとコントロールについて客観的なレビュー結果を経営陣に伝える。外部の専門機関と連携し、監査、業界規制、保険の実務の分野の発展について随時共有する。
  • ディレクターに監査の内容や結果について報告する。



  • IT、ビジネス、経済学、財務、法律、または会計の専攻を優先する学士号。
  • IT監査、ITセキュリティコンプライアンスまたはIT開発、IT運用に関する合計4〜6年の経験。
  • 一般的に受け入れられている監査基準、IIA基準、リスクと統制、監査のサンプリングとテストの方法論、SOX(またはJ-SOX)要件、リスク管理、規制報告についての十分な理解。
  • 変更管理、ユーザーアクセス管理、バックアップとリカバリの管理、バッチジョブ管理、問題/インシデント管理のためのプラットフォーム(アプリケーション、OS、DB)全体のIT一般制御についての十分な理解。
  • クラウドガバナンス、アーキテクチャ、運用、セキュリティ、コンプライアンスフレームワークに関する十分な理解。
  • 監査を計画および実行するためのデータを理解および分析する能力。
  • 優れた分析力と問題解決能力。
  • 日本語および/または英語での文書および口頭での優れたコミュニケーション能力。




  • 金融サービス業界でのビッグ4の経験および/または内部監査。

  • CISSP、CISA、CISM、またはISO27001主任審査員の認定資格。

  • サイバーセキュリティ保護ソリューション、システムアーキテクチャ、ビジネスプロセスとシステムリスク、オペレーティングシステムとデータベースプラットフォーム(Wintel、AS / 400などのOS、Unix、SQL、Oracle、DB2などのデータベース)に関する十分な理解。

  • Excel/ ACL / Tableau / PowerBIやその他のツールなどのデータ分析ツールと手法に関する中級の理解。

  • ビジネスの利害関係者および監査チームのメンバーを指導するための確かな能力。


Role Value Proposition


Internal Audit is an independent global organization that plays an important role in partnering with the business to ensure that management anticipates, recognizes, and appropriately manages risks. We devote our highly skilled staff to those activities of the highest risk taking into account the concerns of management and independent boards. We protect MetLife and our stakeholders through meaningful independent assurance and advice, while advocating for risk management and internal controls. This department is considered as an industry frontrunner in adopting digitalization, Robotics Process Automation (RPA) and AI in its audit practice, and it consists of 300+ employees in global, regional and local audit roles. MetLife Japan IA consists of 50+ auditors across finance, technology, insurance operations, actuarial, data governance and data analytics areas.


The role of the Audit Assistant Manager is:


  • Delivering and managing IT audit assignments to ensure that all IT, business and regulatory risks are anticipated, identified, recognized and appropriately managed in alignment with the departmental audit plan and initiatives.
  • Applying the MetLife Audit Approach to audit assignments in a professional and effective manner in order to provide management with a fair, objective and technically accurate assessment of their system of internal controls.
  • Supporting the Senior Manager / Audit Director / Assistant Vice Presidents in relation to the delivery of the audit plan and departmental activities.



Key Responsibilities


  • Understanding and working together with Audit Senior Manager or Audit Directors expectations regarding deliverables and timeframes for IT audit projects on the audit plan.
  • Drive internal audit efforts to increase overall value to the business.
  • Provide management with an objective review of risks and controls from an independent view. Remain active with appropriate external professional organizations and keep informed on developments in the field of auditing, industry regulation and insurance practices.
  • Provide proactive and relevant management reporting of audit activities and results to Audit Director or Assistant Vice President.





  • Conduct continuous assessment of internal and external IT risks, develop, execute and provide oversight of audit plan covering identified risks, make effective and efficient use of audit resources in line with audit risk methodology.
  • Manage and execute comprehensive IT audits using department guidelines, knowledge of the business and understanding of controls to provide management with an independent appraisal of the control environment.
  • Support business audit team in conducting integrated audits and evaluating system application controls.
  • Review and determine the Business’s compliance with established policies, procedures, laws and regulations, and existing regulatory requirements.
  • Tracking and follow-up on open issues.
  • Align Internal Audit process, risk and control activities to support business strategies through process-oriented thinking and end to end view capabilities.
  • Assess effectiveness of key action plans provided by auditees to resolve control issues or risks.
  • Delivering high quality reports, which are concise, easy to read and in a timely manner.
  • Lead or participate in team or departmental level projects and initiatives ensuring that goals and target dates are met, and the work product is of high quality.


Project Management



Relationship Management


  • Proactively engage with and manage auditees to ensure full understanding of expectations of the audits.
  • Agreeing all issues with auditees to facilitate completion of final report.
  • Maintains a positive working relationship with auditees and sustains an ongoing relationship with key business contacts.


Supervisory Responsibilities

  • Supervision and direction to associates on delivering the audit plan, providing effective coaching on career development guidance, and actively engaging in the performance management process. Coaches team and develops audit staff as part of succession planning.



Essential Business Experience and Technical Skills


Required Experience:



Preferred Experience:

  • Big 4 experience and/or internal audit in the financial service industry.
  • Recognized qualification in CISSP, CISA, CISM or ISO27001 Lead Auditor.
  • Good understanding of cybersecurity protection solutions, systems architecture, business processes and system risks, operating system and database platforms (OS such as Wintel, AS/400. Unix and Database such as SQL, Oracle, DB2.
  • Intermediate understanding of data analysis tools and techniques such as Excel/ACL/Tableau/Power BI and other tools.
  • Demonstrated ability to influence business stakeholders as well as coach audit team members.


The Internal Audit Organization plays an important role in partnering with the business to ensure key risks are anticipated, recognized and appropriately managed.

The Internal Audit Department’s mission is to provide objective assurance and advocate for internal controls, enabling MetLife to manage risk, execute on strategy and to make and keep its promises. Our vision is to be innovative, effective and efficient global leaders in governance, risk and control activities.

Ensure compliance to MetLife Policy & Procedures, leading practices, procedural efficiency, risk management and accuracy.

Ensure compliance to regulatory standard and good practice.

Ensure compliance with SOX and accurate reporting of the Company’s financial position as required.

Protect MetLife and its stakeholders through meaningful independent assurance and advice while advocating for risk management and internal controls.


Other Comments

The incumbent must have the ability to motivate an audit team towards common objectives while ensuring business partners recognize the function as objective, value adding and of the highest integrity.

The incumbent must be prepared for minimal travel to ensure there are scheduled on-site visits and visibility to management.


Working Environment

  • Flextime Policy – MetLife Japan adopts Flextime Policy, with core hours of 11:00 to 14:00.


  • Dress Code - Dress for the Day; Our “Dress for the Day” policy gives employees the flexibility to adapt clothing to their schedule. Use discretion – dress formally or informally according to the needs of the day.


  • Certification Support Program -   Internal Audit supports annual membership fee for CPA, CIA, CISA, etc.




MetLife Success Principles

  • Build Tomorrow: We drive change and innovation
  • Size opportunity
  • Experiment with confidence
  • Act with urgency


  • Win Together: We empower each other to succeed
  • Seek diverse perspectives
  • Champion inclusion
  • Create alignment


  • Own it: We deliver for our customers, shareholders and each other
  • Take responsibility
  • Enable solutions
  • Deliver what matters



About MetLife


Founded in 1868, MetLife has operations in more than 40 countries and holds leading market positions in the United States, Japan, Latin America, Asia, Europe and the Middle East. We are ranked #43 on the Fortune 500 list for 2018. With over 150 years of experience, the MetLife companies offer life, accident and health insurance, retirement and savings products through agents, third-party distributors such as banks and brokers, and direct marketing channels. Our name is recognized and trusted by approximately 100 million customers worldwide and we serve more than 90 of the top 100 FORTUNE 500® companies in the United States.

MetLife Insurance K.K. (“MetLife Japan”) is a Japan entity with over 40 years of experience, which is 100% owned by MetLife, Inc. based in New York.  MetLife Japan is the second largest within the MetLife companies and the 6th largest life insurance company in Japan in terms of revenue