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AVP, Head of Compliance Risk Assessment

Date Posted: Jan 2, 2021

Location: New York, NY, US, 10166

Company: MetLife

PositionAVP, Head of Compliance Risk Assessment


Job Location: 200 Park Ave or Cary, NC


Department: The Corporate Ethics and Compliance Department (“CEC”) manages the firm’s compliance risks to prevent violations of law, rule, or regulation, and designs and delivers a compliance risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.  CEC is a risk-based department, focused on emerging risks, and providing constructive challenge to the business and functions, partnering closely with them to implement strong processes and effective controls, as well as to better foster and embed a culture of compliance. CEC monitors trends and changes in regulations and develops and implements firmwide and divisional policies and procedures.


The Role: The AVP, Head of Compliance Risk Assessment will be responsible for managing the Compliance Risk Assessment group, reporting directly to the firm’s Head of Compliance Governance. This role will drive, in partnership with ORM, the implementation and evolution of the non-financial risk framework into a sustainable first line owned capability with meaningful insight into risks and controls. This individual will play a critical role in developing the view of compliance risk and the methodology for evaluating and prioritizing compliance risk within the non-financial risk framework, driving the requirements and overseeing the implementation, measurement, and monitoring of a CEC risk appetite statement and the quarterly trigger framework to help businesses and functions develop effective strategies and controls to mitigate their compliance risks.


The role will be responsible for thought leadership and global coordination, as well as oversight and reporting / communication regarding compliance risk. In addition, the role entails seniority, people management, understanding of global requirements and influencing across the enterprise to evolve the existing compliance framework.  The individual will also be responsible for identifying opportunities and driving enhancement, ensuring consistency in the implementation of the framework and acting in a global capacity.


Key Responsibilities:

In this role, the candidate will be responsible for operationalizing the compliance risk framework, standards, processes, including:

  • Develop the view and methodology for evaluating and prioritizing compliance risk within the non-financial risk framework
  • Drive the requirements and oversee the implementation, measurement, and monitoring of CEC’s risk appetite statement and trigger process
  • Drive the implementation of the non-financial risk assessment in partnership with ORM
  • Enhance and maintain Compliance Governance guidelines  
  • Identify and implement training as needed on compliance risk management
  • Develop, maintain and (as needed) present materials describing the compliance risk management framework to senior audience including, but not limited to, Functional / Business Leads
  • Serve as an influential member of the CEC organization, driving solutions across lines of defense
  • Be highly organized with strong written and verbal communication skills, maturity and presence to interact with members of MetLife’s senior leadership
  • Demonstrate key leadership behaviors:
    • Influencing actions across MetLife business units by fostering global communication via interactions across lines of defense
    • Interacting with senior line of business and Enterprise leaders to drive action address key compliance risks faced by MetLife.


Key Relationships:

  • Reports to: SVP & Head of Compliance Governance
  • Direct reports/team:  TBC
  • Key Stakeholders: Leadership across Compliance, Risk, Audit, Technology and the Business


Candidate Qualifications:


Essential Business Experience and Technical Skills:

  • Minimum 10 years of experience in related business (insurance/financial services) in compliance, legal, audit or related role
  • Experience with policy development and governance in a regulated, global financial institution
  • Proactive, commercial and solutions oriented, intellectually curious, operates with a sense of urgency
  • Excellent written and verbal communication skills
  • Ability to coordinate across lines of business and organizations to influence actions
  • Extensive industry experience, with strong compliance background
  • Ability to identify risks and apply strategies to minimize them
  • Ability to manage complex projects to a successful outcome
  • Ability to navigate complex and competing goals and interests to achieve results
  • Organized with excellent attention to detail


MetLife Success Principles

  • Experiment with Confidence – Courageously learn and test new ideas without fear of failure
  • Act with Urgency – Demonstrate speed to action with agility and determination
  • Seek Diverse Perspectives – Source ideas and feedback to expand thinking and make informed decisions
  • Seize Opportunity – Drive responsible growth and identify areas for continuous improvement
  • Champion Inclusion – Foster an environment where everyone is valued, heard, and can speak up
  • Create Alignment – Partner with others across the organization with candor and transparency
  • Take Responsibility – Be accountable and act in pursuit of the right outcomes
  • Enable Solutions – Anticipate and address obstacles while managing risk
  • Deliver What Matters – Execute meaningful priorities and follow through on commitments



MetLife, through its subsidiaries and affiliates, is one of the world’s leading financial services companies, providing insurance, annuities, employee benefits and asset management to help its individual and institutional customers navigate their changing world. Founded in 1868, MetLife has operations in more than 40 countries and holds leading market positions in the United States, Japan, Latin America, Asia, Europe and the Middle East.


We are one of the largest institutional investors in the U.S. with $600 billion of total assets under management as of December 31, 2019. We are ranked #44 on the Fortune 500 list for 2019. In 2019, we were named to the Dow Jones Sustainability Index (DJSI) for the fourth year in a row. DJSI is a global index to track the leading sustainability-driven companies.      


MetLife is committed to building a purpose-driven and inclusive culture that energizes our people. Our employees work every day to help build a more confident future for people around the world.


We want to make it simple for all interested and qualified candidates to apply for employment opportunities with MetLife.  If you need assistance and/or a reasonable accommodation due to a disability during the application or the recruiting process, please send a request to or call our Employee Relations Department at 1-877-843-3711.


MetLife is a proud Equal Employment Opportunity and Affirmative Action employer dedicated to attracting, retaining, and developing a diverse and inclusive workforce. All qualified applicants will receive consideration for employment at MetLife without regards to race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.


MetLife maintains a drug-free workplace.


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